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Policy

A team that combined with professional & practical experience in


Financial industry with the best of the knowledge

RMS

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PMLA

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IBT Policy

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Risk Disclosure Documents

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Client Guidance Documents

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Policy and Procedures

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Modification and Error

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Surveillance Policy

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Fraud Prevent Policy

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Do's and Don't for the Clients

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Policy for Pre-Funded Instruments

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ATTENTION INVESTORS:-

Prevent Unauthorized Transactions in your Trading/Demat account -- Update your Mobile Numbers / email IDs with your Stock Brokers / Depository Participant.

Receive alerts on your Registered Mobile / email IDs for trading account transactions and all debit and other important transactions in your demat account directly from Exchange/ CDSL on the same day issued in the interest of Investors.

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not to undergo the same process again when you approach another intermediary.

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize our bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. Update your email id and mobile number with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

Check your securities/MF/ bonds in the consolidated account statement issued by NSDL/CDSL every month.